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Kari Ann Weber

Northland Securities, Inc.

Minneapolis, MN

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Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-05-06
CA RA APPROVED 2025-04-30
FL RA APPROVED 2025-01-23
NC RA APPROVED 2024-07-09
WI RA APPROVED 2023-08-30
IL RA APPROVED 2023-08-16
MN RA APPROVED 2023-06-16
  • SD RA
    APPROVED
    Since 2026-05-06
  • CA RA
    APPROVED
    Since 2025-04-30
  • FL RA
    APPROVED
    Since 2025-01-23
  • NC RA
    APPROVED
    Since 2024-07-09
  • WI RA
    APPROVED
    Since 2023-08-30
  • IL RA
    APPROVED
    Since 2023-08-16
  • MN RA
    APPROVED
    Since 2023-06-16

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Reflections Minneapolis MN 07/2015 10/2016
Northwest Mutual Minneapolis MN 10/2016 01/2017
Stifel Golden Valley MN 02/2017 08/2018
Northland Securities, Inc Minneapolis MN 08/2018 Present
  • 07/2015 → 10/2016
    New Reflections
    Minneapolis, MN
  • 10/2016 → 01/2017
    Northwest Mutual
    Minneapolis, MN
  • 02/2017 → 08/2018
    Stifel
    Golden Valley, MN
  • 08/2018 → Present
    Northland Securities, Inc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-13
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S65 Uniform Investment Adviser Law Examination
    2023-06-13
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Other Names
  • Kari Ann Klemish

View on SEC IAPD

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THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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