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Bradley Park Matthews

J.P. Morgan Securities LLC

Carmel, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

200 E. Carmel Dr., Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Carmel IN 01/2010 Present
J.P. Morgan Securities Llc Carmel IN 10/2012 Present
Previous Registrations
  • 2010-12-01 → 2012-10-01
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-13
S63 Uniform Securities Agent State Law Examination 2004-04-05
  • S65 Uniform Investment Adviser Law Examination
    2007-06-13
  • S63 Uniform Securities Agent State Law Examination
    2004-04-05
Other Names
  • Brad Park Matthews
  • Brad Matthews

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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