Charles Stamm

Mml Investors Services, LLC

Hunt Valley, MD

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-19
MD	RA	APPROVED	2011-04-11

TX RA
APPROVED_RES

Since 2022-01-19
MD RA
APPROVED

Since 2011-04-11

Branch Locations

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Hunt Valley	MD	10/2010	Present
Mml Investors Services Inc	Hunt Valley	MD	10/2010	Present

10/2010 → Present

Massmutual Life Insurance Company

Hunt Valley, MD
10/2010 → Present

Mml Investors Services Inc

Hunt Valley, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-12-13
S65	Uniform Investment Adviser Law Examination	2011-03-31

S63 Uniform Securities Agent State Law Examination

2019-12-13
S65 Uniform Investment Adviser Law Examination

2011-03-31

Other Names

Charles Henry Stamm
Charles Henry Stamm
Chad Stamm

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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