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Dalal Sallman

Hsbc Securities (Usa) Inc.

Irvine, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-06
  • CA RA
    APPROVED
    Since 2014-02-06

Branch Locations

15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Irvine CA 03/2014 Present
  • 03/2014 → Present
    Hsbc Bank Usa N.A.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-06
S63 Uniform Securities Agent State Law Examination 2004-04-12
  • S66 Uniform Combined State Law Examination
    2014-02-06
  • S63 Uniform Securities Agent State Law Examination
    2004-04-12

View on SEC IAPD

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