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Kathy Rose Morris

Empower Advisory Group, LLC

Greenwood Village, CO

Severn, MD

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-28
  • MD RA
    APPROVED
    Since 2026-01-28

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Severn, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Village CO 10/2025 Present
Missionsquare Retirement (Formerly Icma Retirement Corporation) Washington DC 08/2007 06/2025
Unemployed Severn MD 07/2025 10/2025
  • 10/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2007 → 06/2025
    Missionsquare Retirement (Formerly Icma Retirement Corporation)
    Washington, DC
  • 07/2025 → 10/2025
    Unemployed
    Severn, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-06
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S66 Uniform Combined State Law Examination
    2026-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20
Other Names
  • Kathy Rose James

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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