Norman Kit Chu

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-05-17

TX RA
APPROVED

Since 2004-05-17

Branch Locations

2277 Plaza Dr Ste 650, Sugar Land, TX 77479-6702 • United States

5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States

Richmond, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Houston	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Houston	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Houston, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-14

S66 Uniform Combined State Law Examination

2004-05-14

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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