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Renee Ann Johnson

Ubs Financial Services Inc.

Denver, CO

Highlands Ranch, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-03-20
  • CO RA
    APPROVED
    Since 2023-03-20

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Dallas TX 07/2012 03/2021
Wealthsource Partners, Llc Dallas TX 03/2021 08/2021
Wealthsource Partners, Llc Highlands Ranch CO 08/2021 03/2023
Ubs Highlands Ranch CO 03/2023 Present
  • 07/2012 → 03/2021
    Morgan Stanley Smith Barney Llc
    Dallas, TX
  • 03/2021 → 08/2021
    Wealthsource Partners, Llc
    Dallas, TX
  • 08/2021 → 03/2023
    Wealthsource Partners, Llc
    Highlands Ranch, CO
  • 03/2023 → Present
    Ubs
    Highlands Ranch, CO
Previous Registrations
  • 2021-08-16 → 2023-03-08
    Wealthsource®
    Highlands Ranch, CO
  • 2012-07-30 → 2021-04-06
    Morgan Stanley
    Dallas, TX
    Dallas, TX
  • 2006-01-30 → 2012-07-23
    Ubs Financial Services Inc.
    Dallas, TX
    Weehawken, NJ
    Dallas, TX
    Plano, TX
    Addison, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-28
  • S66 Uniform Combined State Law Examination
    2006-01-28
Other Names
  • Renee Ann Rundquist

View on SEC IAPD

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Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

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