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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-14 |
| CO | RA | APPROVED | 2013-06-21 |
Branch Locations
4650 Royal Vista Circle Suite 120, Windsor, CO 80528 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Arvada | CO | 01/2013 | Present |
| Nylife Securities Llc | Arvada | CO | 05/2013 | Present |
| Eagle Strategies Llc | Arvada | CO | 06/2013 | Present |
| High Point Financial Group, Llc | Fort Collins | CO | 06/2013 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 4650 Royal Vista Circle, Suite 120 Windsor, CO 80528; Start Date 05/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HIGHPOINT FINANCIAL GROUP, LLC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 3003 E HARMONY RD, SUITE 110 FORT COLLINS, CO 80528; START DATE: 06/2013] [Trailwood Properties LLC; Own real estate - Homes, Townhomes, Apartments as rental properties; 304 Pelican Cove Windsor, CO 80550; Start Date 03/2016; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Chief Cornerstone Properties LLC; Entity owns a commercial build - I am a member of the LLC; 304 Pelican Cove Windsor, CO 80550; Start Date 03/2017; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Westgate Commercial Center Association; Board of Owners within the commercial development we own Chief Cornerstone Properties LLC, a disclosed and approved OBA; meets once per year for an annual meeting.; 4650 Royal Vista Circle, Suite 120 Windsor, CO 80528; Start Date 01/2019; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] 25:40 Properties LLC; Rental Property; 304 Pelican Cove Windsor, CO 80550; Start Date 06/2019; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [12:12 Properties LLC; Rental Property 5020 E CR 40 Fort Collins, CO 80525; 304 Pelican Cove Windsor CO 80550; Start Date 06/2020; Role/Title: Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours;Ensure bills are paid; rent collected; property is well managed] [Hale Properties LLC; Apartment complex; 36170 CR35.5 Wray, CO 80758; Start Date 11/2020; Role/Title: Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; passive owner] [Grant Street Townhomes HOA, INC; HOA board member, serving as Secretay; 36170 CR 35.5 Wray, CO 80578; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Grant Street Condominium, INC; HOA Board ; 36170 CR 35.5 Wray, CO 80758; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-01 |
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