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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-17
TX RA APPROVED 2016-03-16
PA RA APPROVED 2015-02-20
  • LA RA
    APPROVED
    Since 2016-03-17
  • TX RA
    APPROVED
    Since 2016-03-16
  • PA RA
    APPROVED
    Since 2015-02-20

Branch Locations

1605 Carmody Court, Suite 301, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sewickley PA 02/2015 Present
Stratos Wealth Partners Ltd Sewickley PA 02/2015 Present
Previous Registrations
  • 2009-10-05 → 2015-03-04
    Cranberry Township, PA
    Sewickley, PA
  • 2007-03-26 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Cranberry Township, PA
Other Businesses

(1) 02/20/2015: STRATOS WEALTH PARTNERS - INV REL - 1603 CARMODY CT, STE 300, SEWICKEY, PA 15143 - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) STRATOS WEALTH PARTNERS - START 02/26/2009 - 100% OF TIME SPENT - ADMINISTRATIVE ROLE (2) 02/20/2015: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKEY, PA 15143 - START 02/26/2009 - 100% OF TIME SPENT (3) 02/20/2015: NO BUSINESS NAME - NOT INV REL - 1603 CARMODY CT., STE 300, SEWICKLEY, PA 15143 - NOTARY PUBLIC - START 02/26/2009 - 5% OF TIME SPENT (4) 02/20/2015: THE KELLEY FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKEY, PA 15143 - START 02/26/2009 - 100% OF TIME SPENT (5) 02/20/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (6) 03/09/2015: STRATOS WEALTH PARTNERS, LTD - INV REL - 1603 CARMADY CT, STE 300, SEWICKEY, PA - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) THE KELLEY FINANCIAL GROUP - START 02/26/2009 - 100% OF TIME SPENT - ADMINISTRATIVE ROLE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2007-03-09
Other Names
  • Zoe Miller
  • Zoe Ann Miller

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