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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-02-06
TX RA APPROVED 2026-01-30
  • LA RA
    APPROVED
    Since 2026-02-06
  • TX RA
    APPROVED
    Since 2026-01-30

Branch Locations

110 Rue Jean Lafitte Floor 1, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2004 01/2026
Thibodaux Hebert Deshotels Leblance, Accpa'S Lafayette LA 12/1994 08/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 01/2026
Lpl Financial, Llc Lafayette LA 01/2026 Present
Previous Registrations
Other Businesses

1. 1/2026 - Total HR Solutions, LLC - Tax Prep/Accounting/CPA - Investment Related - 40 Hour(s)/Month - 30 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 07/01/2003 2. 1/2026 - Briley Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/30/2026 3. 1/2026 - Briley Consulting Group, LLC - Tax Prep/Accounting/CPA - Investment Related - 130 Hour(s)/Month - 130 Hour(s) During Trading - Lafayette La 70508 - OBA Start Date: 09/01/2025 4. 1/2026 - JA Property Management, LLC - Real Estate Rental - Investment Related - 10 Hour(s)/Month - 1 Hour(s) During Trading -Lafayette LA 70508 - OBA Start Date: 06/16/2025 5. 1/2026 - Paradise Acres, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date : 10/01/2009 6. 1/2026 - Prime Restaurant Development, LLC - Tax Prep/Accounting/CPA - Investment Related - 25 Hour(s)/Month - 10 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 06/26/2018 7. 1/2026 - AJ Farms, LLC - Farm - Not Investment Related - 20 Hour(s)/Month - 10 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 04/01/2018 8. 1/2026 - AJ Energy Investments, LLC - Business Owner - Investment Related - 30 Hour(s)/Month - 5 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 09/09/2019 9. 1/2026 - Tortuga Play, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 12/14/2020 10.1/2026 - Reagan Power & Compression, LLC - Business Owner - Investment related - 20 Hour(s)/Month - 5 Hour(s) During Trading - Lafayette LA 70508 - OBA Start Date: 10/26/2022 11.1/2026 - RPC Property Holdings, LLC - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Broussard LA 70518 - OBA Start Date: 10/26/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-21
  • S66 Uniform Combined State Law Examination
    2004-06-21

View on SEC IAPD

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