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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-29
TX RA APPROVED_RES 2021-01-21
CO RA APPROVED 2018-10-23
  • KS RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • CO RA
    APPROVED
    Since 2018-10-23

Branch Locations

8480 E Orchard Rd #6900, Greenwood Village, CO 80111 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2004 08/2018
Charles Schwab Bank Lone Tree CO 04/2008 10/2018
Private Client Services Denver CO 10/2018 Present
Prime Capital Investment Advisors, Llc Overland Park KS 10/2018 Present
  • 06/2004 → 08/2018
    Lone Tree, CO
  • 04/2008 → 10/2018
    Charles Schwab Bank
    Lone Tree, CO
  • 10/2018 → Present
    Private Client Services
    Denver, CO
  • 10/2018 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2007-04-05 → 2017-08-30
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Lone Tree, CO
Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 7800 E UNION AVE, SUITE 940, DENVER, CO 80237. INVESTMENT ADVISOR REPRESENTATIVE. SALE & SERVICE OF FEE BASED ASSET MANAGEMENT. 150 HRS/MO; 100 DURING TRADING HRS. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 12/2021, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) 3) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-04
S63 Uniform Securities Agent State Law Examination 2004-10-21
  • S66 Uniform Combined State Law Examination
    2007-04-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-21
Other Names
  • George Nick Maniatis

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