Best Investors Account Sign in

Richard Dale Clapp

Wells Fargo Clearing Services, LLC

Allentown, PA

Trexlertown, PA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
PA RA APPROVED 2014-07-15
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • PA RA
    APPROVED
    Since 2014-07-15

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

7103 Hamilton Blvd, Trexlertown, PA 18087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Allentown PA 05/2007 Present
Wells Fargo Advisors Llc Hellertown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hellertown PA 11/2016 Present
  • 05/2007 → Present
    Wachovia Bank, N.A.
    Allentown, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Hellertown, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hellertown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-05
S63 Uniform Securities Agent State Law Examination 2004-03-25
  • S66 Uniform Combined State Law Examination
    2014-07-05
  • S63 Uniform Securities Agent State Law Examination
    2004-03-25
Other Names
  • Richard Clapp

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
SECTOR ANALYSTS LLC
LOMBARD ADVISERS INCORPORATED
J.P. MORGAN SECURITIES LLC
ERICKSON FINANCIAL GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

Other Investors

Jessica Ann Paretta
Chris Talpas
JOHN DAVID TUMOLO
PATRICK JAMES HUTCHINSON
DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor