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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-07
TX RA APPROVED 2025-11-07
  • IN RA
    APPROVED
    Since 2025-11-07
  • TX RA
    APPROVED
    Since 2025-11-07

Branch Locations

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

230 W Catalpa Dr. Suite B, Mishawaka, IN 46545 • United States

Granger, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc South Bend IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc South Bend IN 11/2016 11/2025
&Partners Nashville TN 11/2025 Present
Previous Registrations
  • 2003-07-01 → 2025-11-12
    Mishawaka, IN
    South Bend, IN
    South Bend, IN
  • 2000-02-21 → 2003-07-01
    Prudential Equity Group, Llc
    South Bend, IN
Other Businesses

POWER OF ATTORNEY FOR SON; INV RELATED; MISHAWAKA, IN; POA; 06/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; ASSIST SON WITH FINANCIAL ACTIVITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-01
S63 Uniform Securities Agent State Law Examination 2000-01-11
  • S65 Uniform Investment Adviser Law Examination
    2000-02-01
  • S63 Uniform Securities Agent State Law Examination
    2000-01-11

View on SEC IAPD

Other Firms

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