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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-03-21 |
Branch Locations
419 Plum Street, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Cincinnati | OH | 10/2005 | Present |
| Park Avenue Securities | Cincinnati | OH | 03/2006 | Present |
| Guardian Life Insurance Company | Cincinnati | OH | 06/2024 | Present |
| Park Avenue Securities | Cincinnati | OH | 06/2024 | Present |
1. INSURANCE SERVICES, Start: 02/16/2006, Address: 419 Plum Street, Cincinnati, Ohio 45202, 5 bus hrs per month, Investment related, 2. ORANGE FINANCIAL LLC, Start: 02/15/2006, Address: 419 Plum Street, Cincinnati, Ohio 45202, 140 bus hrs per month, Investment related, >10% annual compensation, 3) Steel It, LLC-Board of Advisors, Start Date: 4/1/2026, Nature: Steel fabricator, Address: 250 McCullough Street Cincinnati Ohio 45246, Duties: attend monthly meetings and provide business advice to the owners, 5 total hours per month, 2 during securities trading hours, Not investment related, 4. Countdown to Launch, LLC, Start Date: 2/1/2026, Nature: Legal Entity/No underlying activity, Address: 10451 BUXTON LN Montgomery Ohio 45242, Duties: Member 0 total hours per month, Non-Investment Related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-09 |
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