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Margaret-Ann Nugent

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-11-19
NJ RA APPROVED 2006-11-14
  • TX RA
    APPROVED
    Since 2007-11-19
  • NJ RA
    APPROVED
    Since 2006-11-14

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Warren NJ 01/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Other Names
  • Megan Nugent
  • Margaret Ann Nugent
  • Margaret-Ann Nugent
  • Margaret Nugent
  • Megan Grabowski
  • Margaret A Grabowski
  • Margaret A Nugent
  • Margaret-Ann Nugent
  • Margaret Nugent
  • Margaret-Ann Nugent
  • Margaret-Ann Caggiano

View on SEC IAPD

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