Casey Elsworth Marks

Current Employers

Employment History

• 05/2007 → 05/2018
  Fidelity Brokerage Services Llc
  Santa Barbara, CA
• 05/2018 → Present
  Lpl Financial, Llc
  San Luis Obispo, CA
• 05/2018 → 10/2020
  Strategic Wealth Advisors Group, Llc
  Santa Barbara, CA
• 05/2018 → 09/2024
  Mariner Independent Advisor Network, Llc
  Sacramanto, CA
• 10/2024 → Present
  Foronjy Financial Llc
  Santa Barbara, CA

Previous Registrations

• 2018-05-18 → 2024-10-07
  Mariner Advisor Network
  Santa Barbara, CA
  Santa Barbara, CA
• 2009-06-16 → 2018-06-18
  Strategic Advisers Llc
  Santa Barbara, CA

Other Businesses

1. 05/17/2018 - NOTARY/ NOTARY/ 0%/ SANTA BARBARA, CA 2. 05/17/2018 - FORONJY FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 99%/ SANTA BARBARA, CA 3. 05/23/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Mariner Independent Advisor Network LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 4. Member of the SAG-AFTRA but not currently working in the business.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-22