Best Investors Account Sign in

Nancy Louise Klay

Morgan Stanley

Springfield, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2013-10-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2013-10-01

Branch Locations

3201 West White Oaks Drive Suite 201, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2011 Present
Previous Registrations
  • 2011-10-10 → 2012-02-07
    Edward Jones
    St Louis, MO
    Springfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-08
  • S66 Uniform Combined State Law Examination
    2011-08-08
Other Names
  • Nancy Louise Perry

View on SEC IAPD

Other Firms

ADVANCED TRADER INVESTMENT ADVISORS, LLC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
WEALTH MANAGEMENT SERVICES,LLC
IAMS WEALTH MANAGEMENT, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

DAVID MICHAEL GUNDY
Kevan Alan Stapleton
BRADLEY J. PUNKE
Albert Oscar Eck
BRENT WILLIAM LEACH
HEATHER JOYCE KERN
JAMES PERRY Hogge
RANDY LEE TAYLOR

Other Offices

ADVANCED TRADER INVESTMENT ADVISORS, LLC. · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
LPL FINANCIAL LLC · SPRINGFIELD, IL
OSAIC INSTITUTIONS, INC. · Springfield, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL

More in Springfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor