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Ryan D Chavez

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-16
  • CA RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Diego CA 03/2008 Present
Wells Fargo Clearing Services San Diego CA 02/2021 Present
  • 03/2008 → Present
    Wells Fargo Bank
    San Diego, CA
  • 02/2021 → Present
    Wells Fargo Clearing Services
    San Diego, CA
Previous Registrations
  • 2005-05-03 → 2008-04-14
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
  • 2004-06-14 → 2005-05-03
    Morgan Stanley Dw Inc.
    La Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-18
S63 Uniform Securities Agent State Law Examination 2026-05-15
S66 Uniform Combined State Law Examination 2004-02-20
  • S65 Uniform Investment Adviser Law Examination
    2026-06-18
  • S63 Uniform Securities Agent State Law Examination
    2026-05-15
  • S66 Uniform Combined State Law Examination
    2004-02-20
Designations
Other Names
  • Ryan Chavez
  • Ryan Dean Chavez

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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