Bruce G. Blumberg

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Indianapolis, IN
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 02/2022 → Present
  Lpl Financial, Llc
  Carmel, IN

Previous Registrations

• 2010-03-15 → 2022-02-15
  Wells Fargo Clearing Services, Llc
  Bloomington, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) 4/2007 - Real Estate Rental - POCONO HOUSE - Investment Related - 1% - 2 hr/mon - 302 Overlook Way, Tannersville, PA 18372 2) 1/2022 - DBA for LPL Business (entity for LPL business) - BLUMBERG WEALTH ADVISORS LLC - Investment Related - 100% - 160 hr/mon 8 hr/trading - Carmel, IN 46032 3) 1/2022 - DBA for LPL Business (entity for LPL business) - GLADSTONE WEALTH PARTNERS - Investment Related - 100% - 160 hr/mon 8 hr/trading - Carmel, IN 46032 4) 02/10/2022 - No Business Name - Investment Related - Tannersville, PA - Real Estate Rental - Start Date 4/1/2007 - 2 Hours Per Month/0 Hours During Securities Trading 5) 02/28/2022 - Excelsior Management LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 02/17/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 6) 05/04/2023 - Circuit Court of Hamilton County, State of Indiana - Not Investment Related - Hamilton County Circuit Court - Other - Court Appointed Freeholder - Start Date 05/08/2023 - 3 Hours Per Month/1 Hours During Securities Trading 7) 08/17/2023 - The Pinnacle Group - Non-Variable Insurance - General Agent - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 3 Hours Per Month/ 3 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-03-12

Other Names

• Bruce Blumberg