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Mary Ellen Deroche

Apella Wealth

West Hartford, CT

Topsfield, MA

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-17
MA RA APPROVED 2025-01-17
  • CT RA
    APPROVED
    Since 2025-01-17
  • MA RA
    APPROVED
    Since 2025-01-17

Branch Locations

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

10 South Main Street, Suite 104, Topsfield, MA 01983 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Braintree MA 06/2015 01/2019
Barker Financial Group Inc. Beverly MA 01/2019 03/2025
Apella Capital, Llc West Hartford CT 12/2024 Present
  • 06/2015 → 01/2019
    Unemployed
    Braintree, MA
  • 01/2019 → 03/2025
    Barker Financial Group Inc.
    Beverly, MA
  • 12/2024 → Present
    Apella Capital, Llc
    West Hartford, CT
Previous Registrations
  • 2019-02-11 → 2025-03-27
    Barker Financial Group, Inc.
    Braintree, MA
    Topsfield, MA
  • 2004-01-21 → 2006-11-07
    Barker Financial Group, Inc.
    Burlington, MA
Other Businesses

While Barker Financial Group, Inc. does not take custody of any client assets, Ms. DeRoche serves as Trustee of a family trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-24
  • S65 Uniform Investment Adviser Law Examination
    2019-01-24
Other Names
  • Mary Ellen Deroche
  • Mary Ellen Palladino

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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