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Lori Ann Shizuko Ann Nishimura

Ubs Financial Services Inc.

Honolulu, HI

Honolulu, HI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-03
WA RA APPROVED 2021-11-03
TX RA APPROVED_RES 2017-03-06
HI RA APPROVED 2014-10-22
  • CA RA
    APPROVED
    Since 2021-11-03
  • WA RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2017-03-06
  • HI RA
    APPROVED
    Since 2014-10-22

Branch Locations

733 Bishop St, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Honolulu HI 10/2014 Present
Previous Registrations
Other Businesses

1. Kapahulu Center, To provide a community focal point where individuals come for activities and services necessary to enhance their dignity and support their independence, and encourage their involvement in the Center and the community, Member of Board of directors, President--overseeing the strategic vision of the Center, start date-1/1/2015, Honolulu HIUnited States-96815.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-29
  • S66 Uniform Combined State Law Examination
    2011-03-29
Other Names
  • Lori Hamano
  • Lori Ann Shizuko Hamano
  • Lori Ann Nishimura

View on SEC IAPD

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