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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-13 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc | Lexington | KY | 11/1999 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
1) PREF GENESIS LLC, PASSIVE INVESTOR INVESTING IN COMMERICAL PROPERTY FOR INVESTMENT PURPOSES, NO DUTIES OR RESPONSIBILITIES, START DATE 03/15/2018, 0 HRS/MO, 0 HRS/MO TRADING. 2) Name/Address: Tapestry Capital LLC 82 Summertree Dr Nicholasville KY 40356 Start Date: 3/1/2021 Hours Spent: 0-4 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Whimstay Investors LLC / 118 W Old Coach Rd, Nicholasville, KY 40356 Start Date: 6/14/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-16 |
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