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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-03
OR RA APPROVED 2008-03-04
  • TX RA
    APPROVED
    Since 2019-01-03
  • OR RA
    APPROVED
    Since 2008-03-04

Branch Locations

6500 Sw Macadam Ave. Ste. 380, Portland, OR 97239 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2008 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/03/08 3) CHRISTIAN J KORANDA, 6500 SW NACADAM AVE, STE 300, PORTLAND, OR, SECONDARY EXECUTOR OF FRIEND'S WILL- SUCCESSOR EXECUTOR, 09/15/15, NIR, 0/WK- 0/TRADING 4) KOR FINANCIAL GROUP, LLC / 6500 S. MACADAM AVE, SUITE 300, PORTLAND OR 97239 / 01/01/2022 / NIR / PERSONAL LLC - DBA / 200HR/MO - 130HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-20
  • S66 Uniform Combined State Law Examination
    2004-03-20

View on SEC IAPD

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