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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-20 |
| SC | RA | APPROVED | 2021-12-21 |
| MI | RA | APPROVED | 2021-12-14 |
| MN | RA | APPROVED | 2021-08-13 |
| VT | RA | APPROVED | 2021-05-11 |
| MA | RA | APPROVED | 2021-04-07 |
| VA | RA | APPROVED | 2020-02-10 |
| NC | RA | APPROVED | 2019-11-14 |
| WI | RA | APPROVED | 2019-05-17 |
| CA | RA | APPROVED | 2018-11-06 |
| RI | RA | APPROVED | 2018-07-02 |
| FL | RA | APPROVED | 2016-04-13 |
| PA | RA | APPROVED | 2015-03-12 |
| ME | RA | APPROVED | 2015-01-23 |
| NJ | RA | APPROVED | 2015-01-14 |
| IL | RA | APPROVED | 2015-01-12 |
| CT | RA | APPROVED | 2015-01-09 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Rye Brook | NY | 10/2007 | 11/2017 |
| Park Avenue Securities | Rye Brook | NY | 02/2011 | 11/2017 |
| Guardian Life Insurance | Westport | CT | 12/2017 | 12/2019 |
| Park Avenue Securites | Westport | CT | 12/2017 | 12/2019 |
| Guardian Life Insurance | Darien | CT | 12/2019 | Present |
| Park Avenue Securities | Darien | CT | 12/2019 | Present |
1) Outside Life Insurance, Start: 01/01/2017, Address: 320 Post Rd Suite 150 Darien, CT. 06820, 10 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Outside disability insurance-Broker for outside disability insurance products, Start: 01/01/2019, Address: 320 Post Rd Suite 150 Darien, CT. 06820, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Trimboli Basketball LLC-run camps, clinics, and trainings for the development of young basketball players, Start: 01/01/2025, Address: 8 Eugene Dr Norwalk, CT 06851, 15 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
| S66 | Uniform Combined State Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-20 |
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