Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

3322 Route 22 W. Building 4, Suite 410, Branchburg, NJ 08876 • United States

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Financial Services Cranford NJ 10/2015 01/2022
The Prudential Insurance Company Of America Basking Ridge NJ 01/2022 Present
Pruco Securities Llc Basking Ridge NJ 01/2022 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 10/2015 → 01/2022
    Allstate Financial Services
    Cranford, NJ
  • 01/2022 → Present
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 01/2022 → 11/2024
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
Other Businesses

1) 11/14/2024- Vincent Miseo- Non-Variable Insurance Commission Trails- Health Insurance commissions on policies written before 2022- INV Related- Basking Ridge, NJ- Start Date- 11/07/2024- 0hrs/mth- 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2004-05-22
  • S65 Uniform Investment Adviser Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-05-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Branchburg, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor