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Purnima Mahindrakar

Wells Fargo Clearing Services, LLC

Branchburg, NJ

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-08
  • NJ RA
    APPROVED
    Since 2017-06-08

Branch Locations

3190 Route 22, Branchburg, NJ 08876 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Clinton NJ 05/2014 05/2017
Pnc Investments Llc Pittsburgh NJ 05/2014 05/2017
Wells Fargo Bank, Na Branchburg NJ 05/2017 Present
Wells Fargo Clearing Services, Llc Branchburg NJ 05/2017 Present
  • 05/2014 → 05/2017
    Pnc Bank
    Clinton, NJ
  • 05/2014 → 05/2017
    Pnc Investments Llc
    Pittsburgh, NJ
  • 05/2017 → Present
    Wells Fargo Bank, Na
    Branchburg, NJ
  • 05/2017 → Present
    Wells Fargo Clearing Services, Llc
    Branchburg, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-10
  • S66 Uniform Combined State Law Examination
    2014-11-10
Other Names
  • Purnima S Puthane

View on SEC IAPD

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OSAIC INSTITUTIONS, INC. · Branchburg, NJ
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