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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-04
  • NJ RA
    APPROVED
    Since 2025-03-04

Branch Locations

3322 Route 22 Ste 1003 Bldg 10, Branchburg, NJ 08876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 11/2022 08/2023
Minnesota Life Insurance Co St Paul MN 11/2022 08/2023
Allied Wealth Partners Parisppany NJ 11/2022 03/2025
Synthesis Wealth Planning Morristown NJ 05/2022 09/2022
Kestra Financial Austin TX 05/2022 09/2022
Cliff's Homemade Ice Cream Ledgewood NJ 02/2018 08/2021
Rowan University Glassboro NJ 09/2018 09/2022
Qdoba Mexican Eats Denville NJ 07/2017 08/2017
Roxbury Public Schools Succasunna NJ 10/2012 06/2018
Unemployed Succasunna NJ 10/2012 07/2017
Unemployed Succasunna NJ 08/2017 02/2018
Securian Financial Services St Paul MN 10/2022 11/2022
Allied Wealth Partners Parsipanny NJ 10/2022 11/2022
Cetera Advisor Networks Llc Parsippany NJ 08/2023 03/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2023 03/2025
Lpl Financial Clinton NJ 03/2025 Present
  • 11/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2022 → 03/2025
    Allied Wealth Partners
    Parisppany, NJ
  • 05/2022 → 09/2022
    Synthesis Wealth Planning
    Morristown, NJ
  • 05/2022 → 09/2022
    Kestra Financial
    Austin, TX
  • 02/2018 → 08/2021
    Cliff's Homemade Ice Cream
    Ledgewood, NJ
  • 09/2018 → 09/2022
    Rowan University
    Glassboro, NJ
  • 07/2017 → 08/2017
    Qdoba Mexican Eats
    Denville, NJ
  • 10/2012 → 06/2018
    Roxbury Public Schools
    Succasunna, NJ
  • 10/2012 → 07/2017
    Unemployed
    Succasunna, NJ
  • 08/2017 → 02/2018
    Unemployed
    Succasunna, NJ
  • 10/2022 → 11/2022
    Securian Financial Services
    St Paul, MN
  • 10/2022 → 11/2022
    Allied Wealth Partners
    Parsipanny, NJ
  • 08/2023 → 03/2025
    Cetera Advisor Networks Llc
    Parsippany, NJ
  • 08/2023 → 03/2025
    Schaumburg, IL
  • 03/2025 → Present
    Lpl Financial
    Clinton, NJ
Previous Registrations
  • 2023-08-10 → 2025-03-06
    Parsippany, NJ
  • 2023-03-09 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    St. Paul, MN
Other Businesses

1) 02/2025 - Newroads Financial Group LLC / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 160 Hrs per month -100 % Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-08
  • S66 Uniform Combined State Law Examination
    2023-02-08

View on SEC IAPD

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