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Jason Richard Newcomb

LPl Financial LLC

Branchburg, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-02
TX RA APPROVED 2024-02-01
  • NJ RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-01

Branch Locations

3322 Route 22 Ste 1003 Bldg 10, Branchburg, NJ 08876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 06/2004 08/2023
Securian Financial Services Inc St. Paul MN 06/2004 08/2023
Langdon Ford Financial East Hanover NJ 06/1994 02/2024
Newroads Financial Group Clinton NJ 05/1994 Present
Cetera Advisor Networks Llc Clinton NJ 08/2023 02/2024
Cetera Investment Advisers Llc Schaumburg IL 08/2023 02/2024
Lpl Financial Llc Clinton NJ 02/2024 Present
  • 06/2004 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2004 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 06/1994 → 02/2024
    Langdon Ford Financial
    East Hanover, NJ
  • 05/1994 → Present
    Newroads Financial Group
    Clinton, NJ
  • 08/2023 → 02/2024
    Cetera Advisor Networks Llc
    Clinton, NJ
  • 08/2023 → 02/2024
    Schaumburg, IL
  • 02/2024 → Present
    Clinton, NJ
Previous Registrations
  • 2023-08-10 → 2024-02-06
    Clinton, NJ
  • 2004-06-09 → 2023-08-10
    Securian Financial Services, Inc.
    Clinton, NJ
    Clinton, NJ
    St. Paul, MN
  • 2002-06-21 → 2004-06-16
    Ws Griffith Securities, Inc.
    Clinton, NJ
Other Businesses

1)12/20/2023 - Newroads Financial Group LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2008 - 170 Hr/Mth 2)12/20/2023 - Harrison real Estate Associates, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2006 - 1 Hr/Mth 3) 02/29/2024 - Crump - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/14/2024 - 3 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Designations

View on SEC IAPD

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