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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-11-13 |
| NJ | RA | APPROVED | 2012-11-16 |
| TX | RA | APPROVED | 2012-11-16 |
Branch Locations
3322 Route 22 West Bldg 4 Ste 428, Branchburg, NJ 08876 • United States
White Hse Sta, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Branchburg | NJ | 11/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Branchburg | NJ | 03/2020 | Present |
Real Estate Ownership; Single Family; Gran Coson, , Las Terrans, , , DOM; Not Investment-Related; 03/01/2028. Independent Insurance Brokering; Guardian; 06/08/2023; Whole Life. Business Ownership; The RCS Group, LLC; Owner; Financial Planning; 3322 Route 22 West, , Branchburg, NJ, 8876; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Safe & Sound Somerset; Investment Committee; 427 Homestead Rd, , Hillsborough, NJ, 8844; Investment-Related; 06/24/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-05 |
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