Richard Hansford Dix

Current Employers

Employment History

• 06/2011 → 12/2016
  Penn Mutual Life Insurance Company
  Horsham, PA
• 06/2011 → 12/2016
  Hornor Townsend & Kent Inc
  Horsham, PA
• 12/2016 → 09/2020
  Securities Service Network, Llc
  Towson, MD
• 12/2016 → 09/2020
  Ssn Advisory, Inc
  Towson, MD
• 01/2018 → 05/2019
  The Marshall Financial Group Llc
  Towson, MD
• 06/2011 → Present
  S2 Financial Partners
  Towson, MD
• 09/2020 → 11/2021
  Securities America, Inc.
  Knoxville, TN
• 09/2020 → 11/2021
  Securities America Advisors, Inc.
  Towson, MD
• 11/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2020-09-18 → 2021-11-10
  Securities America Advisors, Inc.
  Towson, MD
• 2016-12-07 → 2020-09-18
  Ssn Advisory, Inc.
  Towson, MD
• 2018-03-01 → 2019-05-31
  The Marshall Financial Group Llc
  Towson, MD
• 2011-06-13 → 2016-12-15
  Hornor, Townsend & Kent, Llc
  Towson, MD
• 2007-05-15 → 2011-06-08
  Equity Services, Inc.
  Timonium, MD
• 2004-08-06 → 2007-05-14
  Msi Financial Services, Inc.
  Elkridge, MD
  Balitmore, MD
• 2004-05-10 → 2004-06-25
  Ameriprise Financial Services, Llc
  Owing Mills, MD

Other Businesses

1) KELLER AGENCY INC, 9 S. Main Street, PO Box 215, Shrewsbury PA 17361, 03/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MONTH 8 HR/MONTH TRADING 2) S2 FINANCIAL PARTNERS LLC, 555 Fairmount Ave Ste 100, Towson MD 21237, 06/2011, OWNER/PARTNER, DBA, INV REL, 152 HR/MONTH 152 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) ASH BROKERAGE, 888 Harrison St., Suite 900, Fort Wayne IN 46802, United States, START DATE 01/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-07