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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-11-06
OR RA APPROVED 2025-08-29
AZ RA APPROVED 2025-08-05
NV RA APPROVED 2025-07-29
CA RA APPROVED 2025-06-27
  • HI RA
    APPROVED
    Since 2025-11-06
  • OR RA
    APPROVED
    Since 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-05
  • NV RA
    APPROVED
    Since 2025-07-29
  • CA RA
    APPROVED
    Since 2025-06-27

Branch Locations

14210 Colver Dr Suite A, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Irvine CA 02/2009 Present
Peng Tay Insurance Agency Irvine CA 10/2009 Present
State Farm Investment Management Corp. Irvine CA 02/2019 08/2019
State Farm Investment Management Corp. Irvine CA 04/2022 09/2022
State Farm Investment Management Corp. Irvine CA 06/2025 Present
Previous Registrations
  • 2005-07-13 → 2009-02-09
    Uvest Financial Services Group, Inc.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
  • 2004-11-29 → 2005-06-28
    Bancwest Investment Services, Inc.
    Lihue, HI
Other Businesses

1) Peng Heng Tay's Insurance Agency; Investment-related;14210 Culver Dr Ste A Irvine, CA 92604-0310; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2009; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-26
S63 Uniform Securities Agent State Law Examination 2004-05-29
  • S65 Uniform Investment Adviser Law Examination
    2025-06-26
  • S63 Uniform Securities Agent State Law Examination
    2004-05-29
Designations
Other Names
  • Taylor Tay
  • Richard Tay
  • Peng Heng Tay

View on SEC IAPD

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