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Marlene Espinoza

Northwestern Mutual Investment Services, LLC

West Hartford, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-11-30
  • CT RA
    APPROVED
    Since 2015-11-30

Branch Locations

29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey Zuzolo West Hartford CT 11/2015 Present
Northwestern Mutual Investment Services Llc West Hartford CT 11/2015 Present
Norhtwestern Mutual Wealth Management Company Milwaukee WI 07/2016 Present
  • 11/2015 → Present
    Jeffrey Zuzolo
    West Hartford, CT
  • 11/2015 → Present
    Northwestern Mutual Investment Services Llc
    West Hartford, CT
  • 07/2016 → Present
    Norhtwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2014-01-31 → 2015-10-02
    Pruco Securities, Llc.
    Vernon, CT
    Shelton, CT
  • 2011-01-03 → 2013-02-25
    Voya Financial Advisors, Inc.
    Windsor, CT
    Windsor, CT
  • 2008-10-30 → 2011-01-03
    Voya Financial Partners, Llc
    Windsor, CT
  • 2007-08-06 → 2008-08-01
    New England Securities
    West Hartford, CT
  • 2004-09-14 → 2007-07-16
    Pruco Securities, Llc.
    Glastonbury, CT
    South Windsor, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-17
  • S66 Uniform Combined State Law Examination
    2003-12-17
Other Names
  • Marlene E Hart
  • Marlene E Hart
  • Marlene C Espinoza
  • Marlene Espinoza Hart
  • Marlene Espinoza Hart

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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