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Moises Gabriel Garcia

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

Coronado, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-15
  • CA RA
    APPROVED
    Since 2022-06-15

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

600 W Broadway Ste 1450 One America Plaza, San Diego, CA 92101 • United States

Coronado, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Diego CA 10/2019 Present
Morgan Stanley San Diego CA 01/2018 10/2019
Ubs La Jolla CA 01/2009 06/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2004-12-30
Other Names
  • Gabe Garcia
  • Moises Gabriel Garcia
  • Gabe G Garcia

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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