Kimberly Dawn Mello

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-03-05

ME RA
APPROVED

Since 2025-03-05

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Wells, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Engines Advisors L.L.C.	Boston	MA	04/2012	12/2019
Usbank	Boston	MA	03/2020	07/2021
Ubs Financial Services	Rockland	MA	08/2021	08/2024
Old School Cafe	Bryantville	MA	04/2018	07/2018
Empower Financial Services, Inc	Greenwood Village	CO	11/2024	Present
Empower Advisory Group, Llc	Greenwood Village	CO	11/2024	Present

04/2012 → 12/2019

Financial Engines Advisors L.L.C.

Boston, MA
03/2020 → 07/2021

Usbank

Boston, MA
08/2021 → 08/2024

Ubs Financial Services

Rockland, MA
04/2018 → 07/2018

Old School Cafe

Bryantville, MA
11/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO
11/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Previous Registrations

2021-08-30 → 2024-09-24

Ubs Financial Services Inc.

Rockland, MA

Marshfield, MA
2012-04-16 → 2019-12-16

Edelman Financial Engines

Boston, MA
2008-09-22 → 2012-03-15

Mmc Securities Llc

Norwood, MA

Norwood, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-01-05
S65	Uniform Investment Adviser Law Examination	2008-09-03

S63 Uniform Securities Agent State Law Examination

2024-01-05
S65 Uniform Investment Adviser Law Examination

2008-09-03

Other Names

Kimberly Dawn O'NEill
Kimberly D Mello

View on SEC IAPD

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Other Investors

BRENNAN PAUL PATE

JOHN MICHAEL DODDS

DEANNA LEE MEYER

BRENT Allan LEE

Dean Edward Norsworthy

DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

MORGAN STANLEY · Greenwood Village, CO

RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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