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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-12-06
  • MN RA
    APPROVED
    Since 2024-12-06

Branch Locations

208 Broadway N , Carver, MN 55315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chaska MN 07/2003 03/2020
Ameriprise Financial Services, Llc Carver MN 03/2020 12/2024
Wells Fargo Advisors Financial Network, Llc Carver MN 12/2024 Present
Previous Registrations
Other Businesses

Rental Property; Investment Related; Carver, MN; 100% Owner; 12/06/2024; 2 hours per month; None during Trading Hours. Business Ownership; Other; Other; 2700 Northview Dr, , Victoria, MN, 55386; Not Investment-Related; 09/01/2019; 0 hours per month; 0 during trading hours.| WBF LLC; Investment Related; Victoria, MN; Real Estate; 100% Ownership; Start date 10/25/2019; 1 hour per month; 0 hours during trading| EIDEWP, LLC; Inv Related; Carver, MN; LLC for practice; 100% Ownership; Start date 02/22/2025; 10 hours per month; 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2007-03-23

View on SEC IAPD

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