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Steven Richard Dow

Wells Fargo Clearing Services, LLC

Chaska, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-15
  • MN RA
    APPROVED
    Since 2025-04-15

Branch Locations

400 N Chestnut St, Chaska, MN 55318 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Brooklyn Park MN 01/2025 Present
Wells Fargo Bank, Na Brooklyn Park MN 01/2025 Present
Tradition Mortgage Llc Edina MN 10/2021 12/2024
Robert Half Minneapolis MN 05/2023 08/2024
Noble Rv Jordan MN 01/2019 12/2020
Sap Concur St. Louis Park MN 04/2018 12/2018
Code42 Minneapolis MN 01/2017 04/2018
Oracle Minneapolis MN 10/2015 12/2016
Unemployed Minnetonka MN 01/2021 02/2021
Spectra Home Mortgage Mendota Heights MN 03/2021 10/2021
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    Brooklyn Park, MN
  • 01/2025 → Present
    Wells Fargo Bank, Na
    Brooklyn Park, MN
  • 10/2021 → 12/2024
    Tradition Mortgage Llc
    Edina, MN
  • 05/2023 → 08/2024
    Robert Half
    Minneapolis, MN
  • 01/2019 → 12/2020
    Noble Rv
    Jordan, MN
  • 04/2018 → 12/2018
    Sap Concur
    St. Louis Park, MN
  • 01/2017 → 04/2018
    Code42
    Minneapolis, MN
  • 10/2015 → 12/2016
    Oracle
    Minneapolis, MN
  • 01/2021 → 02/2021
    Unemployed
    Minnetonka, MN
  • 03/2021 → 10/2021
    Spectra Home Mortgage
    Mendota Heights, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-15
S63 Uniform Securities Agent State Law Examination 2025-03-21
  • S65 Uniform Investment Adviser Law Examination
    2025-04-15
  • S63 Uniform Securities Agent State Law Examination
    2025-03-21
Other Names
  • Steven Dow
  • Steve Dow

View on SEC IAPD

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