Jeffrey Todd Pierce

Current Employers

Employment History

• 02/2006 → Present
  J. Pierce Financial Services (Dba)
  Mankato, MN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Chaska, MN
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Chaska, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Chaska, MN
• 2014-02-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  North Mankato, MN
  Rochester, MN
  Chaska, MN
  Bloomington, MN

Other Businesses

1) JEFF PIERCE LLC ASSET & WEALTH STRATEGIES POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 140 START DATE: 07/01/2014 ADDRESS: 101 West 3rd St., Suite 200, Chaska MN 55318, United States DESCRIPTION: DBA for securities practice 2) JEFF PIERCE LLC ASSET & WEALTH STRATEGIES - DBA FOR FIXED INSURANCE POSITION: Owner/Insurance Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2009 ADDRESS: 101 West 3rd St., Suite 200, Chaska MN 55318, United States DESCRIPTION: DBA for Fixed Business 3) JPIERCE FINANCIAL SERVIES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 101 West 3rd St., Suite 200, Chaska MN 55318, United States DESCRIPTION: Pass through entity for tax purposes 4) JPIERCE HOLDINGS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2009 ADDRESS: 101 West 3rd St., Suite 201, Chaska MN 55318, United States DESCRIPTION: Owner 5) GABBY PIERCE MEMORIAL GOLF TOURNAMENT POSITION: Event Chair NATURE: Charitable event/ organizing golf tournament. Money raised goes to scholarship foundation at Waldorf University. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2006 ADDRESS: 3020 Autumn Woods Drive, Chaska MN 55318, United States DESCRIPTION: Organize charitable event 6) ADVANCED FINANCIAL POSITION: Agent/ Registered Representative NATURE: Marketing Group - listed on website INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: 101 West 3rd St., Suite 200, Chaska MN 55318, United States DESCRIPTION: Marketing Only 7) CHASKA BASEBALL ASSOCIATION BOARD OF DIRECTORS POSITION: Board of Director (Umpire Training) NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2022 ADDRESS: PO Box 441, Chaska MN 55318, United States DESCRIPTION: I am a voting non-paid board member for the Chaska Baseball Association. This organization is for youth baseball ages 7-15. I am the umpire training directorand assist with assigning games. I teach thepeople how to umpire a baseball game. I do not receive any compensation. 8) MEN'S MINISTRY AT SAINT HUBERT POSITION: Finance Support NATURE: Church Organization. Supporting the Finance group within Men's Ministry at Saint Hubert. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2025 ADDRESS: 8201 Main St., Chanhassen MN 55317, United States DESCRIPTION: -Budget for year for Men's Ministry? Assumed break even?-How to gain visibility to the plan for year from Programs and Events team-Tracking vs budget throughout year. What tool to use and who will own it?-Track expenses and revenue for specific events-Electronic options for event entry/costs The following activities in Bold Italics will be handled by other Men's Ministry Finance Members.-Handling of physical cash following events-Handling of receipts/charges for reimbursement and accounting

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-04-16

Other Names

• Jeffrey Pierce