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Anais Prado

Wells Fargo Clearing Services, LLC

Minnetonka, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-07-09
  • MN RA
    APPROVED
    Since 2018-07-09

Branch Locations

5120 County Road 101, Minnetonka, MN 55345 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Chaska MN 02/2014 Present
Wells Fargo Clearing Services Llc Chaska MN 01/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-09
S63 Uniform Securities Agent State Law Examination 2018-05-10
  • S65 Uniform Investment Adviser Law Examination
    2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    2018-05-10
Other Names
  • Anais Solorio Vazquez
  • Anais Solorio

View on SEC IAPD

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Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
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CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
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