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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-18
MN RA APPROVED 2013-12-16
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington MN 05/2007 03/2020
Ameriprise Financial Services, Llc Wayzata MN 03/2020 Present
Other Businesses

Real Estate License; Yes. Outside Employment; Rachel the Realtor LLC; Client Service Associate - I will be helping Rachel Fredrickson, a real estate agent in her practice with administrative duties and helping her clients. Answering emails, reviewing paperwork, updating online information. I will NOT be acting as an agent, just helping the agent with her business.; ; 2143 Northdale Blvd NWCoon Rapids, MN55433, ,; Investment-Related; 08/01/2018; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14
Other Names
  • Rachael Michelle Hayes
  • Rachael M Cherry
  • Rachael Michelle Leaf
  • Rachael Michelle Cherry
  • Rachael Kelly
  • Rachael Michelle Kelly

View on SEC IAPD

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