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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2007-11-06 |
Branch Locations
701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States
Excelsior, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Minnetonka | MN | 03/2020 | Present |
Business Ownership; Northern Lights Ascent, LLC; Owner; Manage Ameriprise Business; 6040 Club Valley Rd, , Excelsior, MN, 55331; Not Investment-Related; 03/13/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Northern Lights Ascent, LLC; Member; Manage advisory business; 6040 Club Valley Road, , Excelsior, MN, 55331; Not Investment-Related; 03/13/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-10-29 |
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