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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-12-06
  • MN RA
    APPROVED
    Since 2024-12-06

Branch Locations

208 Broadway N , Carver, MN 55315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chaska MN 09/2005 03/2020
Ameriprise Financial Services, Llc Carver MN 03/2020 12/2024
Wells Fargo Advisors Financial Network, Llc Carver MN 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-02
  • S63 Uniform Securities Agent State Law Examination
    2000-05-02

View on SEC IAPD

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