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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-16
  • RI RA
    APPROVED
    Since 2024-05-16

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Charlestown MA 08/2009 11/2023
Citizens Securities, Inc. Westwood MA 05/2024 Present
United States Postal Service Littleton MA 04/2024 05/2024
Retired Templeton MA 12/2023 04/2024
Previous Registrations
  • 2009-08-13 → 2023-12-01
    Brighton, MA
    Brighton, MA
    Lynn, MA
    Everett, MA
    Somerville, MA
    Malden, MA
    Charlestown, MA
    Cambridge, MA
    Cambridge, MA
    Revere, MA
    Revere, MA
    Braintree, MA
    Medford, MA
    Burlington, MA
    Boston, MA
    Woburn, MA
    Johnston, RI
  • 2006-07-17 → 2009-08-25
    Banc Of America Investment Services, Inc.
    Malden, MA
    Medford, MA
    Winthrop, MA
    Lynn, MA
    Malden, MA
    Revere, MA
    Revere, MA
    Winthrop, MA
    Winthrop, MA
    Danvers, MA
    Peabody, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-29
S63 Uniform Securities Agent State Law Examination 2003-12-17
  • S65 Uniform Investment Adviser Law Examination
    2006-06-29
  • S63 Uniform Securities Agent State Law Examination
    2003-12-17

View on SEC IAPD

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