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96 Worcester Street, Wellesley Hills, MA 02481-5699 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-14 |
Branch Locations
96 Worcester Street, Wellesley Hills, MA 02481-5699 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 11/2016 | 09/2020 |
| Santander Bank, Na | Boston | MA | 11/2018 | 09/2020 |
| Equity Services, Inc | Montpelier | VT | 09/2020 | 04/2024 |
| Sun Life Institutional Distributors (U.S.) Llc | Wellesley Hills | MA | 05/2024 | Present |
| Sun Life Financial, Inc. | Wellesley Hills | MA | 05/2024 | Present |
| Slc Management | Wellesley Hills | MA | 05/2024 | Present |
| Natixis Global Asset Management | Boston | MA | 06/2016 | 11/2016 |
ERIC HOPKINS,126 ARROW HEAD RD,MARSHFIELD, MA 02050,ONGOING, NOT INVESTMENT RELATED, 09/28/2020, EBAY SALES, MAY SELL ITEMS ON EBAY, NOT DURING TRD/HRS, 0%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-16 |
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