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Rae Ann Louise Paff

Morgan Stanley

Honolulu, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-22
HI RA APPROVED 2023-02-17
  • TX RA
    APPROVED_RES
    Since 2023-02-22
  • HI RA
    APPROVED
    Since 2023-02-17

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Honolulu HI 11/2015 12/2022
Nylife Securities Llc Honolulu HI 02/2016 12/2022
Eagle Strategies Llc Honolulu HI 04/2016 12/2022
Morgan Stanley Honolulu HI 01/2023 Present
  • 11/2015 → 12/2022
    New York Life Insurance Company
    Honolulu, HI
  • 02/2016 → 12/2022
    Nylife Securities Llc
    Honolulu, HI
  • 04/2016 → 12/2022
    Eagle Strategies Llc
    Honolulu, HI
  • 01/2023 → Present
    Morgan Stanley
    Honolulu, HI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-20
  • S66 Uniform Combined State Law Examination
    2004-01-20
Other Names
  • Rae Ann Louise Paff
  • Rae Ann L Paff
  • Rae Ann Paff

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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