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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-02-17 |
| PA | RA | APPROVED | 2017-02-17 |
| TX | RA | APPROVED | 2017-02-17 |
Branch Locations
1605 Carmody Court, Suite 301, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sewickley | PA | 10/2009 | 02/2017 |
| Lpl Financial, Llc | Sewickley | PA | 02/2017 | Present |
| Stratos Wealth Partners, Ltd | Sewickley | PA | 02/2017 | Present |
1) 01/20/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 2/2017 - 160 hr/mth 2) 01/20/2017 - The Kelley Financial Group, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 2/2017 - 160 hr/mth. 3) 02/17/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/21/2017 - The Kelley Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 2/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 5) 2/21/2017 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 07/15/2024 - The Kelley Financial Group Accounting and Consulting - Tax Prep/Accounting/CPA - Partner - Investment Related - At Reported Business Location(s) - Start Date 06/25/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-23 |
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