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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Lexington | KY | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 11/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 11/2023 |
| Lpl Financial Llc | Lexington | KY | 11/2023 | Present |
1) 10/05/2023 - Independent Insurance Agent - Non-Variable Insurance - Selling: P&C & Ash - KY 40507 - Investment related - 0.5 Hours per month - Start date: 4/12/2004. 2) 10/05/2023 - Mainous LLC - Business Entity For Tax/Investment Purposes Only - KY 40507 - Non investment related - Start date: 1/17/2020. 3) 10/05/2023 - Nunya Business LLC - Business Entity For Tax/Investment Purposes Only - KY 40507 - Non investment related - Start date: 1/3/2019. 4) 10/05/2023 - Tyler Mainous Attorney at Law - Attorney/Legal Services - Licensed Attorney - KY 40502 - Non investment related - Start date: 4/16/2009. 5) 10/06/2023 - Tyler Mainous - Other - Buy/Sell domain names - Owner - KY 40502 - Non investment related - Start date: 3/12/2000. 6) 10/06/2023 - Real Estate Rental - owner - KY 40507 - Investment related - 1 Hour per month - Start date: 09/13/2007. 7) 08/23/2024 - Tyler Mainous Real estate rental/Blue Waves, LLC - Mortgage/Real Estate Services - Owner - Investment Related - Lexington, KY and Isle of Palms, SC - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-07 |
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