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Tyler Redding Mainous

LPl Financial LLC

Lexington, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-11-02
TX RA APPROVED 2023-11-02
  • KY RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED
    Since 2023-11-02

Branch Locations

201 W Vine St, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Lexington KY 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 11/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 11/2023
Lpl Financial Llc Lexington KY 11/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lexington, KY
  • 06/2021 → 11/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 11/2023
    Schaumburg, IL
  • 11/2023 → Present
    Lexington, KY
Previous Registrations
  • 2023-06-29 → 2023-11-08
    Lexington, KY
  • 2021-06-09 → 2023-06-29
    Cetera Wealth Services, Llc
    Lexington, KY
    Chattanooga, TN
  • 2007-03-20 → 2021-06-09
    Fort Myers, FL
    Lexington, KY
    Charleston, WV
    Lexington, KY
    Windsor, CT
    Chattanooga, TN
  • 2004-01-08 → 2007-03-05
    Morgan Keegan & Company, Llc
    Lexington, KY
    Lexington, KY
Other Businesses

1) 10/05/2023 - Independent Insurance Agent - Non-Variable Insurance - Selling: P&C & Ash - KY 40507 - Investment related - 0.5 Hours per month - Start date: 4/12/2004. 2) 10/05/2023 - Mainous LLC - Business Entity For Tax/Investment Purposes Only - KY 40507 - Non investment related - Start date: 1/17/2020. 3) 10/05/2023 - Nunya Business LLC - Business Entity For Tax/Investment Purposes Only - KY 40507 - Non investment related - Start date: 1/3/2019. 4) 10/05/2023 - Tyler Mainous Attorney at Law - Attorney/Legal Services - Licensed Attorney - KY 40502 - Non investment related - Start date: 4/16/2009. 5) 10/06/2023 - Tyler Mainous - Other - Buy/Sell domain names - Owner - KY 40502 - Non investment related - Start date: 3/12/2000. 6) 10/06/2023 - Real Estate Rental - owner - KY 40507 - Investment related - 1 Hour per month - Start date: 09/13/2007. 7) 08/23/2024 - Tyler Mainous Real estate rental/Blue Waves, LLC - Mortgage/Real Estate Services - Owner - Investment Related - Lexington, KY and Isle of Palms, SC - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-07
  • S66 Uniform Combined State Law Examination
    2004-01-07
Designations
Other Names
  • Tyler Redding Mainous
  • Tyler Mainous

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