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Inactive

Troy Paul Nunes

Corient

Sewickley, PA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-18
TX RA APPROVED 2024-06-18
  • PA RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED
    Since 2024-06-18

Branch Locations

2605 Nicholson Road Suite 5140, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Socius Family Office, Llc Sewickley PA 03/2012 08/2024
Capital Investment Group Wexford PA 03/2012 02/2021
Corient Sewickley PA 06/2024 Present
Corient Services Llc Miami FL 06/2024 Present
  • 03/2012 → 08/2024
    Socius Family Office, Llc
    Sewickley, PA
  • 03/2012 → 02/2021
    Capital Investment Group
    Wexford, PA
  • 06/2024 → Present
    Corient
    Sewickley, PA
  • 06/2024 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2012-03-01 → 2024-08-08
    Socius Family Office, Llc
    Wexford, PA
    Fort Lauderdale, FL
    Sewickley, PA
  • 2010-01-29 → 2012-03-01
    Wells Fargo Clearing Services, Llc
    Sewickley, PA
    Sewickley, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
  • S66 Uniform Combined State Law Examination
    2003-12-22

View on SEC IAPD

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SCHENLEY CAPITAL, INC
NAV WEALTH PARTNERS
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SEWICKLEY FINANCIAL LLC

Other Investors

SCOTT WILLIAM MILLER
MELISSA TSAGGARIS CORSO
JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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