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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-01-04 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Scottsdale | AZ | 06/2010 | Present |
| Mml Investors Services Llc | Scottsdale | AZ | 08/2015 | Present |
| Commercial Cost Solutions, Llc | Scottsdale | AZ | 10/2008 | Present |
(1)NAME: STEPHANIE ELLSWORTH INV REL: Y ADDRESS: RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE/HEALTH,P&C, GROUP LIFE/HEALTH POSITION: AGENT START: 06/2014 NO.HRS/MO.: 1 NO. HRS/MO DUR SEC TRADING: 0 (2)NAME: COMMERCIAL COST SOLUTIONS INVEST REL: Y ADDRESS: 108 W 13TH STREET WILMINGTON DE 19001 NATURE: OUTSTANDING LLC, NO ACTIVE MARKETING OR BUSINESS POSITION: OWNER START: 10/2008 NO. HRS/MO: 0 NO. HRS/MO DUR SEC TRADING: 0 DUTIES: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-14 |
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