Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-12 |
Branch Locations
45 William St Investment Solutions Group, Wellesley Hills, MA 02481 • United States
525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Investments | Minneapolis | MN | 05/2010 | 10/2018 |
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 12/2024 | Present |
| Bank Of America, Merrill | Boston | MA | 10/2018 | 11/2023 |
| Prudential Financial | Boston | MA | 01/2023 | 12/2024 |
| Ameriprise Financial | Boston | MA | 05/2010 | 10/2018 |
I*3184296 Entity Type: N/A Name of OBA: Rental Property 1 Address: Boston, Massachusetts Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/01/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-24 |
Reach out to this advisor