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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-12
  • CT RA
    APPROVED
    Since 2025-06-12

Branch Locations

45 William St Investment Solutions Group, Wellesley Hills, MA 02481 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Investments Minneapolis MN 05/2010 10/2018
Riversource Fund Distributors, Inc. Boston MA 05/2010 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 12/2024 Present
Bank Of America, Merrill Boston MA 10/2018 11/2023
Prudential Financial Boston MA 01/2023 12/2024
Ameriprise Financial Boston MA 05/2010 10/2018
  • 05/2010 → 10/2018
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → 10/2018
    Riversource Fund Distributors, Inc.
    Boston, MA
  • 12/2024 → Present
    Boston, MA
  • 10/2018 → 11/2023
    Bank Of America, Merrill
    Boston, MA
  • 01/2023 → 12/2024
    Prudential Financial
    Boston, MA
  • 05/2010 → 10/2018
    Ameriprise Financial
    Boston, MA
Previous Registrations
  • 2010-05-01 → 2018-09-26
    Minneapolis, MN
    Boston, MA
  • 2005-04-06 → 2010-05-01
    Bofa Advisors, Llc
    Boston, MA
  • 2004-10-04 → 2005-04-05
    Columbia Management Advisors, Inc.
    Boston, MA
Other Businesses

I*3184296 Entity Type: N/A Name of OBA: Rental Property 1 Address: Boston, Massachusetts Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/01/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-09
S65 Uniform Investment Adviser Law Examination 2004-09-30
S63 Uniform Securities Agent State Law Examination 2003-12-24
  • S66 Uniform Combined State Law Examination
    2025-06-09
  • S65 Uniform Investment Adviser Law Examination
    2004-09-30
  • S63 Uniform Securities Agent State Law Examination
    2003-12-24
Other Names
  • Michelle Galemba
  • Michelle Merced Galemba
  • Michelle Merced Allison

View on SEC IAPD

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