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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-31
NC RA APPROVED 2014-03-25
  • TX RA
    APPROVED
    Since 2014-03-31
  • NC RA
    APPROVED
    Since 2014-03-25

Branch Locations

2550 Ravenhill Dr, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 08/2013 Present
Other Businesses

I*757245 For profit or not for profit: Entity For Profit Name of outside business organization: Scentsy Investment related: N Address of business: Fayetteville, North Carolina, 28311 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 3/5/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sell Scentsy products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-24
  • S66 Uniform Combined State Law Examination
    2014-03-24
Other Names
  • Barbara Jean Brown
  • Barbara Jean Smith

View on SEC IAPD

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